| Investor Charter – Annexure- B as per Circular No HO/38/12/11(1)2026-MIRSD-POD/I/4360/2026 dated To, February 06, 2026 | |||||||
| Complaint Data to be displayed by Research Analyst | |||||||
| Name of Organisation – | |||||||
| Status – SEBI registered Individual Research Analyst | |||||||
| SEBI Registration Number – | |||||||
| Data for the month ending – | |||||||
| Sr. No | Received from | Pending at the end of last month | Receive d | Resolved * | Total Pending # | Pending complaint s > 3months | Average Resolutio n time^ (in days) |
| 1 | Directly from Investors | ||||||
| 2 | SEBI (SCORES ) | ||||||
| 3 | Other Sources (if any) | ||||||
| Grand Total | |||||||
| Number of complaints received during month against the RA due to impersonation by some other entity: | |||||||
| ^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month. | |||||||
| Trend of monthly disposal of complaints | |||||||
| Sr. No | Month | Carried forward from previous month | Received | Resolved* | Pending# | ||
| 1 | – | ||||||
| Grand Total | |||||||
| *Inclusive of complaints of previous months resolved in the current month. | |||||||
| #Inclusive of complaints pending as on the last day of the month. | |||||||
| Trend of annual disposal of complaints | |||||||
| Sr. No | Year | Carried forward from previous Year | Received | Resolved* | Pending# | ||
| 1 | – | ||||||
| Grand Total | |||||||
| *Inclusive of complaints of previous years resolved in the current year. | |||||||
| #Inclusive of complaints pending as on the last day of the year. | |||||||
